RK&Oknows the private fund advisory business. We have been counseling advisers to private funds on a range of matters for more than 25 years, and currently represent advisers to private investment funds of all types, including one-third of the top 100 U.S. hedge funds and a significant number of the top private equity firms. We are thoughtful, creative and strategic counsel, well-suited to represent the most sophisticated private fund advisers.
Capital-raising, including the development of investor communications and disclosures
Regulatory and compliance matters, including development and implementation of compliance policies and procedures
Disclosure obligations under the Securities Exchange Act, including Section 13 and Section 16 reporting
Lending, restructuring and bankruptcy matters
Purchases and sales of fund management companies
The federal and securities and commodities laws, including Section 10(b) and Rule 10b-5
Regulatory inquiries, sweeps and examinations and subpoena and testimony requests
Our interdisciplinary, collaborative approach enables us to provide tailored advice that reflects each clients unique business circumstances. We bring to our practice a wealth of big-picture knowledge gained from service in the SECs Office of the General Counsel, Divisions of Enforcement and Investment Management, and Office of International Affairs; practice in the global capital markets; work in the debt-trading markets; tax practice; and private equity deal-making.
s TalkingPoint: Social Media Issues for Fund Managers
Scott Budlong leads Bloomberg Webinar on Rule 506(c)
RK&O attorneys present Advertising and Rule 506(c) seminar
RK&O Client Alert: SEC Enforcement Order Reminds Hedge Fund Managers to Stay Alert When Investment Posture Shifts from Passive to Active
Guess Whos Coming to Visit? by Michael Mann published in
Dont Get Caught Short by Rule 105: A Refresher for Hedge Fund Managers by Scott Budlong and Michael Mann
© 2019, Richards Kibbe & Orbe LLPAttorney AdvertisingSite by Firmseek